eFinancialCareers

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Senior Counsel, Investment Management (R5216)	Barker & Gilmore, LLC Base and Bonus	USA-NJ-Jersey City	04 Sep 08

Large investment management company seeking 4+ year attorney to advise growing business.

Mandatory Corporate Actions Associate	Morgan Stanley not disclosed	USA-NJ-Jersey City	04 Sep 08

See job description below

Trading surveillance compliance officer	Not Disclosed 75K	USA-NJ-Jersey City	24 Aug 08

Trading surveillance compliance officer

Branch Office Manager	Not Disclosed 100K	USA-NJ-Jersey City	24 Aug 08

Compliance branch office manager coming out of a insitutional side of firm.

Branch office manager - Compliance	Not Disclosed 100K base plus a bonus	USA-NJ-Jersey City	24 Aug 08

Branch office Compliance manager with Insitutional experience needed

Compliance officer	Not Disclosed 75K	USA-NJ-Jersey City	16 May 08

Compliance officer

Compliance Manager	Legend Global Search, Inc. $140 + 20% Bonus	USA-NY-New York City	06 Sep 08

Compliance Manager - Banking, IT

Vice President - Compliance for US Banking	Legend Global Search, Inc. $165K + Bonus	USA-NY-New York City	06 Sep 08

VP - Compliance - Banking - Global Financial Services Company

Compliance Officer - Investment Guidelines and Restrictions	Legend Global Search, Inc. $70K - $90K	USA-NY-New York City	06 Sep 08

Compliance - Investment Guidelines and Restrictions - Asset Management Firm

Compliance Associate	Street Advisor Group Very Competitive	USA-NY-New York City	05 Sep 08

Well funded, quantitative global arbitrage fund seeks a motivated, detail oriented individual for a Compliance...

Director of Compliance	Michael Page 180,000-300,000	USA-NY-New York City	04 Sep 08

Global asset manager is looking to add an experienced U.S Compliance Director. The position requires a broad b...

Trust Compliance Officer	Not Disclosed Base plus bonus	USA-NY-New York City	04 Sep 08

The Trust Compliance Officer will be part of a compliance team that supports the general Trust business of a t...

Senior Compliance Officer: Investment Bank	Ashton Lane Group, Inc Excellent Base & Bonus	USA-NY-New York City	04 Sep 08

Responsible for a variety of regulatory and compliance functions of a global investment bank.

Vice President - Senior Investment Management Attorney (J5234)	Barker & Gilmore, LLC Base and Bonus	USA-NY-New York City	04 Sep 08

Leading international asset management company seeks senior level investment management attorney to provide co...

ERISA, Vice President (R5221)	Barker & Gilmore, LLC Base and Bonus	USA-NY-New York City	04 Sep 08

One of the world's leading financial management and advisory companies is seeking a Vice Presdient to join the...

AML Associate - ISG Division	Morgan Stanley not disclosed	USA-NY-New York City	04 Sep 08

See job description below

GWM/Retail Compliance Associate	Morgan Stanley not disclosed	USA-NY-New York City	04 Sep 08

See job description below

Vice President, Hedge Fund Compliance Officer	Morgan Stanley not disclosed	USA-CT-Greenwich	04 Sep 08

See job description below

PWM Senior Compliance Officer	Morgan Stanley not disclosed	USA-NY-White Plains	04 Sep 08

See job description below

Commodity Compliance Coverage	Morgan Stanley not disclosed	USA-NY-White Plains	04 Sep 08

See job description below

Senior Commodity Compliance Coverage - Oil Liquids	Morgan Stanley not disclosed	USA-NY-White Plains	04 Sep 08

See job description below

VP - Hedge Fund/Private Equity Structuring	Not Disclosed Competitive	USA-NY-New York City	04 Sep 08

Top-notch multi-billion hedge fund is looking to hire a V.P. to work on hedge fund structuring projects. The p...

Junior Compliance Officer	Not Disclosed 80,000 - 150,000	USA-NY-New York City	03 Sep 08

Our compliance associates assist with the organization, administration and enforcement of the company’s compli...

Deputy Compliance Officer	Not Disclosed 200,000 - 400,000	USA-NY-New York City	03 Sep 08

Top Hedge Fund in New York City is searching for a seasoned compliance officer to join the legal/compliance gr...

Vice President (VP) Compliance	Not Disclosed $110,000 - $150,000	USA-NY-New York City	03 Sep 08

Our client is a very well known and well respected research and financial analysis firm. The Compliance group ...

Enterprise Account Document Manager	Michael Page 200,000 - 500,000	USA-NY-New York City	03 Sep 08

Senior IT, Legal or Compliance professional with significant experience in document/records management related...

Senior Compliance Officer	Michael Page 150,000 - 250,000	USA-NY-New York City	03 Sep 08

The successful candidate will have experience in drafting and monitoring: existing compliance procedures for ...

Chief Compliance Officer	Not Disclosed 250,000 - 600,000	USA-NY-New York City	03 Sep 08

Multi billion dollar asset manager is looking for a Chief Compliance Officer. The candidate must have 10-15 ye...

Equities Trade Compliance Officer	Michael Page 100,000 - 150,000	USA-NY-New York City	03 Sep 08

Leading New York City Broker-Dealer is looking to add a mid to senior level expert in equities trade complianc...

Trading Auditor/Compliance (Investment Management)	Northwest Integrators LLC Highly competitive (base + lucrative bon...	USA-CT-Stamford	03 Sep 08

Trading Auditor needed to work closely with legal & Compliance to ensure traders are adhereing to predetermine...

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